Career at Stonewater Financial
Position: Financial Advisor
Stonewater Financial is a burgeoning wealth management firm with a small yet robust team dedicated to fostering long-term support and growth for our advisors. As we expand, we’re seeking a proactive and dedicated Financial Advisor to join our esteemed team. In this role, you will play a pivotal part in assisting our clients in planning for their financial future. Your expertise in financial planning, investments, and wealth management will be instrumental in helping our clients achieve their financial goals and secure a stable financial future.
Key Responsibilities:
– Client Consultation: Engage with clients to understand their financial objectives, risk tolerance, and life goals. Provide personalized financial advice to help them achieve their financial targets.
– Financial Planning and Analysis: Develop comprehensive financial plans and conduct thorough financial analysis to provide insightful recommendations. This includes retirement planning, tax planning, estate planning, investment analysis, and risk management.
– Portfolio Management: Build and manage diversified portfolios tailored to meet clients’ financial objectives while adhering to their risk tolerance levels.
– Investment Recommendations: Analyze market trends, economic indicators, and investment products to provide informed investment recommendations.
– Client Relationship Management: Build and maintain long-term relationships with clients, providing them with timely financial advice and updates on economic trends and their portfolio performance.
– Compliance Adherence: Ensure strict adherence to industry regulations, ethical standards, and company policies when providing financial advice and managing client portfolios.
– Continuous Learning and Improvement: Stay abreast of the latest industry developments, investment products, and financial planning tools to provide the best advice to clients.
Required Qualifications, Capabilities, and Skills:
– Bachelor’s degree in Finance, Economics, or related field. A Master’s degree or relevant certifications such as CFP or CFA are preferred.
– Series 7 & 66 licenses required.
– A minimum of 3-5 years of experience as a Financial Advisor or in a related role.
– Strong analytical, problem-solving, and financial analysis skills.
– Excellent communication skills, with the ability to explain complex financial concepts in simple terms.
Preferred Qualifications, Capabilities, and Skills:
– Ability to build and maintain strong client relationships.
– Proficient in financial planning software and Microsoft Office Suite.
– A proactive approach, with the ability to work independently and as part of a team.
At Stonewater Financial, we are committed to providing a supportive work environment where you can grow your career and make a meaningful impact in our clients’ lives.
For advisors looking to change firms, we have partnered with LPL Financial, which is open to supporting your transition by offering to purchase your book of business. We offer competitive compensation, a comprehensive benefits package, and opportunities for professional development.
If you have any questions, feel free to reach out to us at info@stonewaterfinancial.com